The Securities and Exchange Commission has offered to settle its long-running lawsuit against cryptocurrency firm Ripple Labs for $50 million, the latest in a series of pullbacks by the agency on ...

A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...

The U.S. Consumer Financial Protection Bureau (CFPB) signaled a softer regulatory approach last month, easing its ...

A significant settlement in a U.S. tax fraud case against Credit Suisse contains numerous compliance lessons related to ...

Secure, resilient communications and trading platforms are critical both to financial services firms and to governments that ...

In support of President Donald Trump's deregulation agenda, U.S. Department of Justice sued four states in its ongoing ...

The Department of Justice has ended another FCPA-related compliance action more than a year early. This scaling back of ...

In a world where it seems like it's Donald Trump against the rest of the world, antitrust lawsuits against tech titans may be ...

More than half of the people who sit on corporate boards have a background in finance, with far fewer from compliance. But ...

Almost half of employees in a new global survey admitted to improperly using AI at work, underscoring the risks companies ...

Compliance has long been reluctant to tap the power of its organization’s data. Some of that hesitancy is institutional, ...