JD Supra

SEC Adopts Amendments to Form PF; Establishes Certain “Event Reporting” Requirements for Private Equity Advisers and Large Hedge Fund Advisers, Among Other Obligations

On May 3, 2023, the SEC adopted amendments 1 to Form PF that will establish new event-reporting requirements for “private equity fund advisers” 2 and “large hedge fund advisers”, 3 and will require ...
The National Law Review

Form PF Changes Ahead – the SEC Keeps Its Focus on Private Fund Advisers

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The National Law Review

Insurance Implications of SEC and CFTC’s New Form PF Requirements

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Business Insider

SEC Form PF Proposal Has Meme Stocks Fans on Watch. 7 Things to Know.

Investors will likely remember January 2021 when GameStop (NYSE:GME) soared to atmospheric heights, fueled by r/WallStreetBets. As a result of the short squeeze, funds like Melvin Capital were forced ...
JD Supra

Form PF Changes Ahead – the SEC Keeps Its Focus on Private Fund Advisers

On January 26, 2022, the Securities and Exchange Commission (“SEC”) voted 3-1 to propose amendments to Form PF 1. The Form PF, which was initially adopted in 2011 and became effective on June 15, 2012 ...